Search for: "Houlihan Lokey Capital, Inc."
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2 Jul 2014, 2:52 am
CousinsJonathan Kohanof, 31, Los Angeles, CA, started working in the securities industry in 2006 as an analyst in the financial restructuring group of FINRA member firm Houlihan Lokey Capital, Inc.; and by July 2009, he had been promoted to an associate's position, which included managing analysts and working directly with clients, who were for the most part hedge funds an... [read post]
8 Aug 2023, 12:22 pm
Fines for other firms—including Bank of Montreal, BMO Capital Markets Corp., BNP Paribas, Houlihan Lokey Capital, Inc., Mizuho Securities USA, Moelis & Company LLC, SMBC Nikko Securities America, Inc., Société Générale, and Wedbush Securities Inc. [read post]
4 May 2007, 2:29 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKBankruptcy Net $2 Million Fee Award to Investment Bank In Telecom's Restructuring Plan Is Affirmed Houlihan Lokey Howard & Zukin Capital v. [read post]
1 May 2010, 5:35 pm
Developments in the Hedge Fund Market Location: London May 11 Sponsor: Professional Financial Advisors, Inc. [read post]
7 Mar 2010, 9:59 pm
The motion discloses that East West Resort Development has been working with Houlihan Lokey Howard & Zukin Capital, Inc. to develop its asset sale strategy. [read post]
8 Aug 2023, 9:31 am
Wells Fargo Securities, LLC together with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC agreed to pay a $125 million penalty; BNP Paribas Securities Corp. and SG Americas Securities, LLC have each agreed to pay penalties of $35 million; BMO Capital Markets Corp. and Mizuho Securities USA LLC have each agreed to pay penalties of $25 million; Houlihan Lokey Capital, Inc. has agreed to pay a $15 million penalty; … [read post]
9 Aug 2023, 11:25 am
The firms and their penalties have been produced and outlined as follows: Wells Fargo Securities, LLC together with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC agreed to pay a $125 million penalty; BNP Paribas Securities Corp. and SG Americas Securities, LLC have each agreed to pay penalties of $35 million; BMO Capital Markets Corp. and Mizuho Securities USA LLC have each agreed to pay penalties of $25 million; Houlihan Lokey… [read post]
